Fiduciary Responsibility

Operating in a fiduciary capacity means we will at all times act in your best interest.  As NAPFA-Registered Financial Advisors, we sign the following Fiduciary Oath annually upon renewing our NAPFA Membership.

NAPFA Fiduciary Oath

The advisor shall exercise his/her best efforts to act in good faith and in the best interests of the client.

The advisor shall provide written disclosure to the client prior to the engagement of the advisor, and thereafter throughout the term of the engagement, of any conflicts of interest, which will or reasonably may compromise the impartiality or independence of the advisor.

The advisor, or any party in which the advisor has a financial interest, does not receive any compensation or other remuneration that is contingent on any client’s purchase or sale of a financial product.

The advisor does not receive a fee or other compensation from another party based on the referral of a client or the client’s business.

We faithfully adhere to the NAPFA Fiduciary Oath, as well as the Certified Financial Planner® (CFP) Code of Ethics

 Best Practices Affirmation Program

Our Firm participates in the Best Practices Affirmation Program as an Affirmed Advisor and is listed in The Registry of Best Practices Fiduciary Advisors maintained by the Institute for The Fiduciary Standard. Download a copy of the Best Practices: A Professional Code of Conduct